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  • API Reference
    • Overview
    • Compliance
      • Exemptions
        • FederalExemption.sol
          • FederalExemption
        • RegAExemption.sol
          • RegAExemption
        • RegCFExemption.sol
          • RegCFExemption
        • RegDExemption.sol
          • RegDExemption
        • Rule144Exemption.sol
          • Rule144Exemption
        • Rule701Exemption.sol
          • Rule701Exemption
      • IComplianceModule.sol
        • IComplianceModule
      • Vesting.sol
        • Vesting
    • Currencies
      • WETH.sol
        • WETH
      • CMX.sol
        • CMX
      • USD.sol
        • USD
    • Governance
      • BoardManagement.sol
        • BoardManagement
      • ProxyVoting.sol
        • ProxyVoting
    • Identity
      • AttestationRegistry.sol
        • AttestationRegistry
      • ERC20PaymentResolver.sol
        • ERC20PaymentResolver
      • Roles
        • BaseRoles.sol
          • BaseRoles
        • PrivateOfferingRoles.sol
          • PrivateOfferingRoles
        • PublicOfferingRoles.sol
          • PublicOfferingRoles
      • Whitelist.sol
        • Whitelist
    • Issuance
      • Compensation
        • CompensationFactory.sol
          • CompensationFactory
        • EmployeeStockOptionCompensation.sol
          • EmployeeStockOptionCompensation
        • RestrictedStockAwardCompensation.sol
          • RestrictedStockAwardCompensation
        • StockAppreciationRightsCompensation.sol
          • StockAppreciationRightCompensation
        • WarrantCompensation.sol
          • WarrantCompensation
      • Offering
        • ExemptOffering.sol
          • ExemptOffering
        • InitialPublicOffering.sol
          • InitialPublicOffering
        • Offering.sol
          • Offering
        • OfferingFactory.sol
          • OfferingFactory
        • Rule506bOffering.sol
          • Rule506bOffering
        • Rule506cOffering.sol
          • Rule506cOffering
        • TenderOffer.sol
          • TenderOffer
    • Investor Relations
      • DividendDistributor.sol
        • DividendDistributor
      • SubscriptionManager.sol
        • SubscriptionManager
        • IERC20
    • Ledgers
      • Ledger.sol
        • Ledger
      • LedgerManager.sol
        • LedgerManager
      • SettlementManager.sol
        • SettlementManager
    • Marketplace
      • AuctionMarket.sol
        • AuctionMarket
      • BaseMarket.sol
        • BaseMarket
      • BulletinBoardMarket.sol
        • BulletinBoardMarket
      • Contents
        • BaseCollateral.sol
          • BaseCollateral
        • ERC20Collateral.sol
          • ERC20Collateral
        • NativeCollateral.sol
          • NativeCollateral
      • LiquidityPoolMarket.sol
        • LiquidityPoolMarket
      • Contents
        • BaseMargin.sol
          • BaseMargin
        • MarginAccount.sol
          • MarginAccount
      • MarginOrderBookMarket.sol
        • MarginOrderBookMarket
      • OTCMarket.sol
        • OTCMarket
      • OrderBookMarket.sol
        • OrderBookMarket
      • Contents
        • BrokerNetSettlement.sol
          • BrokerNetSettlement
        • CustodyBridge.sol
          • CustodyBridge
        • DirectSettlement.sol
          • DirectSettlement
        • ListingRegistry.sol
          • ListingRegistry
    • Tokenization
      • Actions
        • CorporateActionManager.sol
          • CorporateActionManager
          • ICapitalAsset
        • ICorporateActionManager.sol
          • ICorporateActionManager
      • Assets
        • Asset.sol
          • Asset
          • Asset
        • ClosedEndFundClass.sol
          • ClosedEndFundClass
        • ClosedEndFundManager.sol
          • ClosedEndFundManager
        • EmployeeStockOption.sol
          • EmployeeStockOption
        • Contents
          • IAsset.sol
            • IAsset
          • IClosedEndFundClass.sol
            • IClosedEndFundClass
          • IIssuedAsset.sol
            • IIssuedAsset
          • IOpenEndFundClass.sol
            • IOpenEndFundClass
          • IShareClass.sol
            • IShareClass
        • IssuedAsset.sol
          • IssuedAsset
        • OpenEndFundClass.sol
          • OpenEndFundClass
        • OpenEndFundManager.sol
          • OpenEndFundManager
        • ShareClass.sol
          • ShareClass
        • StockAppreciationRight.sol
          • StockAppreciationRight
        • Warrant.sol
          • Warrant
      • TokenFactory.sol
        • TokenFactory
    • Utilities
      • PriceFeed.sol
        • SimplePriceFeed
        • IPriceFeed
    • Valuations
      • ValuationRegistry.sol
        • ValuationRegistry
    • Wallet
      • HookedSmartWallet.sol
        • HookedSmartWallet
      • Wallet.sol
        • Wallet
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  1. API Reference

Compliance

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Last updated 1 month ago

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Compliance contracts come in two difference forms: 1) legal limitations and 2) user limitations. The first form, legal limitation contracts, are smart contracts that are intended to assure compliance with securities laws, whereas user limitation contracts apply arbitrary rules to token issuances like lockups or vesting.

Exemptions
IComplianceModule
Vesting