Investor Qualification
Experience CapSign's investor qualification process through this interactive demo. Learn how accreditation and investment eligibility are verified using blockchain-based attestations.
🎮 Interactive Demo
📊 What You'll Learn
This interactive walkthrough demonstrates:
Accreditation Verification
Income Verification - Proof of qualifying income levels
Net Worth Assessment - Asset and liability verification
Professional Certification - Industry credentials and qualifications
Investment Experience - Track record and sophistication assessment
Regulatory Categories
Accredited Investor - SEC-defined qualification criteria
Qualified Institutional Buyer - Large institutional investor status
Qualified Client - Higher net worth investment advisor clients
Sophisticated Investor - Knowledge and experience-based qualification
Investment Limits
Regulatory Caps - Maximum investment amounts by category
Risk-Based Limits - Limits based on financial profile
Jurisdictional Restrictions - Location-based investment rules
Portfolio Concentration - Diversification requirements
💰 Qualification Criteria
Accredited Investor (United States)
Individual Qualifications (one of):
Annual income > $200,000 (last 2 years)
Joint income > $300,000 (last 2 years)
Net worth > $1,000,000 (excluding primary residence)
Professional certification (Series 7, 65, 82)
Entity Qualifications:
Assets > $5,000,000
All equity owners are accredited investors
Banks, insurance companies, registered investment companies
Business development companies
International Standards
European Union (Professional Investors):
Minimum portfolio > €500,000
Financial industry employment > 1 year
Significant trading activity (10+ transactions per quarter)
United Kingdom (High Net Worth):
Annual income > £100,000
Net assets > £250,000
Professional investor certification
Other Jurisdictions:
Canada: Accredited investor or eligible investor
Australia: Wholesale client or sophisticated investor
Singapore: Accredited investor or institutional investor
🔐 Verification Process
Document Requirements
Income Verification:
Tax returns (last 2 years)
W-2 forms or equivalent
Bank statements
Pay stubs (recent)
CPA verification letter
Net Worth Verification:
Asset appraisals
Investment statements
Bank account balances
Property valuations
Liability statements
Professional Certification:
License verification
Professional credentials
Industry certifications
Employment verification
Attestation Creation
Cryptographic Proof - Blockchain-based verification record
Privacy Preservation - Only qualification status stored on-chain
Portable Credentials - Use across compatible platforms
Expiration Dates - Time-bound verification periods
📋 Investment Categories
Based on Qualification Level
Non-Accredited Investors:
Investment limits: $2,200 or 5% of annual income/net worth
Simplified offerings only
Enhanced investor protections
Additional disclosure requirements
Accredited Investors:
No federal investment limits
Access to private placements
Sophisticated investment products
Reduced disclosure requirements
Qualified Institutional Buyers:
$100M+ investment portfolio
Institutional-grade offerings
Complex investment structures
Professional investment management
Risk-Based Categories
Conservative Profile:
Lower risk tolerance
Diversification requirements
Enhanced suitability checks
Regular portfolio reviews
Moderate Profile:
Balanced risk approach
Some concentration allowed
Standard suitability assessment
Periodic reviews
Aggressive Profile:
Higher risk tolerance
Concentrated positions allowed
Sophisticated investor treatment
Self-directed investment approach
🌐 Compliance Framework
Ethereum Attestation Service Integration
On-Chain Verification - Immutable qualification records
Zero-Knowledge Proofs - Privacy-preserving verification
Cross-Platform Recognition - Use attestations across DeFi
Automated Compliance - Smart contract integration
Regulatory Adherence
SEC Compliance - Full adherence to US securities law
International Standards - Compliance with global regulations
Regular Updates - Monitoring regulatory changes
Audit Trails - Complete verification history
Privacy Protection
Encrypted Data - All sensitive information encrypted
Minimal Disclosure - Only necessary information shared
Data Retention - Compliant data lifecycle management
User Control - Granular privacy settings
⚖️ Legal Considerations
Investment Protections
Disclosure Requirements - Full information provision
Cooling-Off Periods - Time to reconsider investments
Rescission Rights - Ability to cancel certain investments
Investor Education - Resources for informed decision-making
Regulatory Oversight
SEC Registration - Platform registration with securities regulators
Audit Requirements - Regular compliance audits
Reporting Obligations - Investor and regulatory reporting
Enforcement Compliance - Adherence to regulatory actions
Cross-Border Considerations
Jurisdictional Rules - Compliance with local laws
Tax Implications - Understanding tax consequences
Currency Regulations - Foreign exchange compliance
Transfer Restrictions - Cross-border investment limitations
🎯 After Qualification
Immediate Benefits
Investment Access - Eligibility for qualified offerings
Higher Limits - Increased investment capacity
Advanced Features - Access to sophisticated tools
Priority Services - Enhanced customer service
Portfolio Management
Diversification Tools - Portfolio analysis and recommendations
Risk Monitoring - Ongoing risk assessment
Performance Tracking - Investment performance analytics
Tax Optimization - Tax-efficient investment strategies
Ongoing Compliance
Periodic Re-qualification - Regular verification updates
Regulatory Monitoring - Changes affecting qualification
Portfolio Compliance - Ongoing suitability assessment
Education Resources - Continuing investor education
💡 Qualification Tips
Preparation
Gather Documents - Collect all required financial documents
Professional Advice - Consult with financial advisors or CPAs
Understand Criteria - Review qualification requirements carefully
Plan Timeline - Allow sufficient time for verification process
During Verification
Accurate Information - Provide truthful and complete information
Quality Documents - Submit clear, legible documentation
Responsive Communication - Respond promptly to verification requests
Professional Support - Use qualified professionals for complex cases
After Qualification
Stay Informed - Monitor changes to qualification criteria
Regular Updates - Keep verification current
Investment Education - Continue learning about investment risks and opportunities
Professional Guidance - Work with qualified investment professionals
Ready to verify your investor qualification? Launch the interactive demo above to experience the qualification process.
Need Assistance? Contact our investor relations team at [email protected] or join our Discord community.
Experience CapSign's investor qualification process through this interactive demo. Learn how accreditation and investment eligibility are verified using blockchain-based attestations.
🎮 Interactive Demo
📊 What You'll Learn
This interactive walkthrough demonstrates:
Accreditation Verification
Income Verification - Proof of qualifying income levels
Net Worth Assessment - Asset and liability verification
Professional Certification - Industry credentials and qualifications
Investment Experience - Track record and sophistication assessment
Regulatory Categories
Accredited Investor - SEC-defined qualification criteria
Qualified Institutional Buyer - Large institutional investor status
Qualified Client - Higher net worth investment advisor clients
Sophisticated Investor - Knowledge and experience-based qualification
Investment Limits
Regulatory Caps - Maximum investment amounts by category
Risk-Based Limits - Limits based on financial profile
Jurisdictional Restrictions - Location-based investment rules
Portfolio Concentration - Diversification requirements
💰 Qualification Criteria
Accredited Investor (United States)
Individual Qualifications (one of):
Annual income > $200,000 (last 2 years)
Joint income > $300,000 (last 2 years)
Net worth > $1,000,000 (excluding primary residence)
Professional certification (Series 7, 65, 82)
Entity Qualifications:
Assets > $5,000,000
All equity owners are accredited investors
Banks, insurance companies, registered investment companies
Business development companies
International Standards
European Union (Professional Investors):
Minimum portfolio > €500,000
Financial industry employment > 1 year
Significant trading activity (10+ transactions per quarter)
United Kingdom (High Net Worth):
Annual income > £100,000
Net assets > £250,000
Professional investor certification
Other Jurisdictions:
Canada: Accredited investor or eligible investor
Australia: Wholesale client or sophisticated investor
Singapore: Accredited investor or institutional investor
🔐 Verification Process
Document Requirements
Income Verification:
Tax returns (last 2 years)
W-2 forms or equivalent
Bank statements
Pay stubs (recent)
CPA verification letter
Net Worth Verification:
Asset appraisals
Investment statements
Bank account balances
Property valuations
Liability statements
Professional Certification:
License verification
Professional credentials
Industry certifications
Employment verification
Attestation Creation
Cryptographic Proof - Blockchain-based verification record
Privacy Preservation - Only qualification status stored on-chain
Portable Credentials - Use across compatible platforms
Expiration Dates - Time-bound verification periods
📋 Investment Categories
Based on Qualification Level
Non-Accredited Investors:
Investment limits: $2,200 or 5% of annual income/net worth
Simplified offerings only
Enhanced investor protections
Additional disclosure requirements
Accredited Investors:
No federal investment limits
Access to private placements
Sophisticated investment products
Reduced disclosure requirements
Qualified Institutional Buyers:
$100M+ investment portfolio
Institutional-grade offerings
Complex investment structures
Professional investment management
Risk-Based Categories
Conservative Profile:
Lower risk tolerance
Diversification requirements
Enhanced suitability checks
Regular portfolio reviews
Moderate Profile:
Balanced risk approach
Some concentration allowed
Standard suitability assessment
Periodic reviews
Aggressive Profile:
Higher risk tolerance
Concentrated positions allowed
Sophisticated investor treatment
Self-directed investment approach
🌐 Compliance Framework
Ethereum Attestation Service Integration
On-Chain Verification - Immutable qualification records
Zero-Knowledge Proofs - Privacy-preserving verification
Cross-Platform Recognition - Use attestations across DeFi
Automated Compliance - Smart contract integration
Regulatory Adherence
SEC Compliance - Full adherence to US securities law
International Standards - Compliance with global regulations
Regular Updates - Monitoring regulatory changes
Audit Trails - Complete verification history
Privacy Protection
Encrypted Data - All sensitive information encrypted
Minimal Disclosure - Only necessary information shared
Data Retention - Compliant data lifecycle management
User Control - Granular privacy settings
⚖️ Legal Considerations
Investment Protections
Disclosure Requirements - Full information provision
Cooling-Off Periods - Time to reconsider investments
Rescission Rights - Ability to cancel certain investments
Investor Education - Resources for informed decision-making
Regulatory Oversight
SEC Registration - Platform registration with securities regulators
Audit Requirements - Regular compliance audits
Reporting Obligations - Investor and regulatory reporting
Enforcement Compliance - Adherence to regulatory actions
Cross-Border Considerations
Jurisdictional Rules - Compliance with local laws
Tax Implications - Understanding tax consequences
Currency Regulations - Foreign exchange compliance
Transfer Restrictions - Cross-border investment limitations
🎯 After Qualification
Immediate Benefits
Investment Access - Eligibility for qualified offerings
Higher Limits - Increased investment capacity
Advanced Features - Access to sophisticated tools
Priority Services - Enhanced customer service
Portfolio Management
Diversification Tools - Portfolio analysis and recommendations
Risk Monitoring - Ongoing risk assessment
Performance Tracking - Investment performance analytics
Tax Optimization - Tax-efficient investment strategies
Ongoing Compliance
Periodic Re-qualification - Regular verification updates
Regulatory Monitoring - Changes affecting qualification
Portfolio Compliance - Ongoing suitability assessment
Education Resources - Continuing investor education
💡 Qualification Tips
Preparation
Gather Documents - Collect all required financial documents
Professional Advice - Consult with financial advisors or CPAs
Understand Criteria - Review qualification requirements carefully
Plan Timeline - Allow sufficient time for verification process
During Verification
Accurate Information - Provide truthful and complete information
Quality Documents - Submit clear, legible documentation
Responsive Communication - Respond promptly to verification requests
Professional Support - Use qualified professionals for complex cases
After Qualification
Stay Informed - Monitor changes to qualification criteria
Regular Updates - Keep verification current
Investment Education - Continue learning about investment risks and opportunities
Professional Guidance - Work with qualified investment professionals
Ready to verify your investor qualification? Launch the interactive demo above to experience the qualification process.
Need Assistance? Contact our investor relations team at [email protected] or join our Discord community.
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